"Investor Protection, Ming Rules, Risks" Case - Futures Trading Heavy Qualifications Illegal Platforms Are Fascinated
In recent years, illegal futures activities have been in a state of multiple occurrences, especially in the case of illegal futures trading activities in the name of commodity stocks, which have repeatedly banned, seriously infringed on the legitimate rights and interests of investors,
"Investor Protection, Clear Rules, Risks" Case - Stay away from illegal investment advice and establish a rational investment philosophy
The Securities Law, the Regulations on the Supervision and Administration of Securities Companies and other relevant laws and regulations clearly stipulate the obligations that consulting organizations and consultants should perform in the process of conducting securities and futures investment consulting business and the professional standards that must be observed.
"Investor Protection, Ming Rules, and Risks" Case - "Dealer Management" Mo Xinxin Securities Investment Goes the Way
Some securities practitioners in the market use professional stocks, promised bottom-earning income, and agreed revenue sharing to defraud customers of their trust, thereby privately doing asset management for investors and conducting illegal corporate wealth management activities.
“Investor Protection, Clear Rules, and Risk” Case – “Dangerous Game” for Non-Qualified Investors
A private equity investment fund (hereinafter referred to as a private equity fund) refers to an investment fund established in the territory of the People's Republic of China to raise funds from investors in a non-public manner. The forms of private equity funds are contractual, corporate and partnership.
"Investor Protection, Ming Rules, and Risks" Cases - The rhetoric can't be summed up. The rational analysis can go to the false
As a public company, a listed company must abide by the rules and integrity, and ensure the truthfulness, accuracy and completeness of its information disclosure is its basic obligation. If we make up false information, disclose things that do not exist, and let investors take advantage of it, they must be severely punished.
"Investor Protection, Clear Rules, Risks" Case - Equity Changes Need to Be Discriminated
Stocks are the ownership certificates issued by the company. When shareholders pay for stocks, they become shareholders of the company. Whoever pays is the shareholder is as simple as that.
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